Regulatory Disclosures

This page describes important information about the nature of Carbon Advisors' services and the regulatory framework in which they operate. Please read it together with our Terms of Service. By using this website or engaging Carbon, you acknowledge the disclosures below.

Who We Are

Carbon Advisors ("Carbon") is an advisory platform serving the energized-infrastructure sector. Carbon provides strategic advisory, consulting, advisor placement, executive search, M&A advisory, and market access services to companies, operators, and investors. Carbon's services are delivered under separate written engagement agreements that govern the specific scope, fees, and terms of each relationship.

Nothing Here Is an Offer or a Solicitation

The information on this website is provided for general informational purposes only. It is not an offer to sell, or a solicitation of an offer to buy, any security, interest, asset, or investment, and it should not be relied on in connection with any investment decision. No content on this website is directed at any person in any jurisdiction where such an offer, solicitation, or distribution would be unlawful.

Not Investment, Legal, Tax, or Accounting Advice

Carbon does not provide investment advice, legal advice, tax advice, or accounting advice through this website or otherwise. Nothing on this website constitutes a recommendation to enter into any transaction or to buy, sell, or hold any security or asset. Any decision to pursue a transaction or engagement should be made only after obtaining independent professional advice and conducting your own diligence.

Securities-Related Activities

Carbon is not a registered broker-dealer, and this website does not offer brokerage services. Carbon's advisory and consulting services are structured to be conducted in accordance with applicable securities laws and have been reviewed with legal counsel.

Where an engagement involves the offer or sale of securities, or the raising of capital, those activities are conducted by, or through, appropriately licensed and registered broker-dealers. Carbon does not effect securities transactions, hold customer funds or securities, or perform any function requiring broker-dealer registration when such registration would be required. [Counsel may insert preferred exemption language here.]

Carbon's compensation for advisory and consulting engagements is set out in the applicable engagement agreement. The structure of any fee is determined on an engagement-by-engagement basis and is established in a manner consistent with the regulatory framework applicable to that engagement.

Advisor Placement and Executive Search

Carbon's advisor placement and executive search services involve identifying, evaluating, and placing individuals into advisory, executive, board, or operating roles. These services are professional placement and recruiting services. They are separate from, and do not constitute, securities brokerage, investment advisory services, or the offer or sale of any security.

Market Access Services

Carbon's market access services connect technology and solution providers with potential customers, channels, and partners. These are commercial business development and partnership services. They do not involve the offer or sale of securities and do not constitute investment advice or brokerage.

Confidentiality and the Marketplace

Non-public information made available through Carbon's platform or marketplace, including mandates, listings, counterparties, and transaction terms, is confidential and is provided only to qualified, invited parties for a specific purpose. Access does not create any advisory, brokerage, or fiduciary relationship. The availability of a listing or mandate is not a representation about the merits, suitability, or legality of any transaction.

No Guarantee of Results

Carbon does not guarantee any outcome, including the completion of any transaction, the success of any engagement, the placement of any candidate, or any particular result from any introduction or relationship. Statements regarding Carbon's experience or prior work describe past activity and are not a promise of future results.

Forward-Looking Statements

This website may contain forward-looking statements about markets, sectors, or opportunities. These reflect current views and assumptions, are subject to risks and uncertainties, and are not guarantees. Actual outcomes may differ materially. Carbon undertakes no obligation to update any forward-looking statement.

Jurisdiction

Carbon's services are offered in the United States. Carbon makes no representation that the content of this website is appropriate or available for use in other jurisdictions. Those who access this website from other locations do so on their own initiative and are responsible for compliance with local law.

Changes to These Disclosures

Carbon may update these disclosures from time to time. When we do, we will revise the "Last updated" date above. Your continued use of the website after changes are posted constitutes acceptance of the updated disclosures.

Contact

Questions about these disclosures can be directed to: